-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N32w0JSwNi/SUEgm9SCN1gh5o0X1eD2VaT+0a9pF+E4J8YSlECCvQMy7z95VRhW3 X3AeCCsJGDdxsipRSxdqyA== 0000950148-03-000275.txt : 20030214 0000950148-03-000275.hdr.sgml : 20030214 20030213203811 ACCESSION NUMBER: 0000950148-03-000275 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 GROUP MEMBERS: ANNETTE R. MICHELSON GROUP MEMBERS: ERROL GINSBERG AND ANNETTE R. MICHELSON FAMILY TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GINSBERG ERROL CENTRAL INDEX KEY: 0001134226 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O IXIA STREET 2: 26601 WEST AGOURA ROAD CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: 8188711800 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IXIA CENTRAL INDEX KEY: 0001120295 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 954635982 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60547 FILM NUMBER: 03562262 BUSINESS ADDRESS: STREET 1: 26601 W AGOURA RD CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: 8188711800 MAIL ADDRESS: STREET 1: 26601 W. AGOURA RD CITY: CALABASAS STATE: CA ZIP: 91302 SC 13G/A 1 v87609a2sc13gza.txt SCHEDULE 13G AMENDMENT 2 Page 1 of 10 Pages POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response...........11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Ixia - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 45071R109 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- ------------------ CUSIP No. 45071R109 SCHEDULE 13G Page 2 of 10 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Errol Ginsberg - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (See Instructions) (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 32,394 shares comprised of (a) 16,197 shares held by the Genia Katz 2001 QuickGRAT dated October 3, 2001, of which Mr. Ginsberg is the sole trustee and (b) 16,197 shares NUMBER held by the Roleen Postan 2001 QuickGRAT dated October 3, 2001, of which Mr. Ginsberg is the sole OF trustee. ----------------------------------------------------------- SHARES 6 SHARED VOTING POWER 7,067,625 shares held by the Errol Ginsberg and Annette R. Michelson Family Trust BENEFICIALLY dated October 13, 1999, the voting power of which is shared by Errol Ginsberg and Annette R. Michelson OWNED (Mr. Ginsberg's spouse) as the trustees thereof. ----------------------------------------------------------- BY 7 SOLE DISPOSITIVE POWER 32,394 shares comprised of (a)16,197 shares held by the Genia Katz 2001 EACH QuickGRAT dated October 3, 2001, of which Mr. Ginsberg is the sole trustee and (b) 16,197 shares REPORTING held by the Roleen Postan 2001 QuickGRAT dated October 3, 2001, of which Mr. Ginsberg is the sole PERSON trustee. ----------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 7,067,625 shares held by the Errol Ginsberg and Annette R. Michelson Family Trust dated October 13, 1999, the dispositive power of which is shared by Errol Ginsberg and Annette R. Michelson as the trustees thereof. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,100,019 shares - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- - ------------------- ------------------ CUSIP No. 45071R109 SCHEDULE 13G Page 3 of 10 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- - ------------------- ------------------ CUSIP No. 45071R109 SCHEDULE 13G Page 4 of 10 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Annette R. Michelson - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (See Instructions) (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 0 shares ----------------------------------------------------------- SHARES 6 SHARED VOTING POWER 7,067,625 shares held by the Errol Ginsberg and Annette R. Michelson Family Trust BENEFICIALLY dated October 13, 1999, the voting power of which is shared by Annette R. Michelson and Errol Ginsberg OWNED BY (Ms. Michelson's spouse) as the trustees thereof. ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER 0 shares ----------------------------------------------------------- REPORTING 8 SHARED DISPOSITIVE POWER 7,067,625 shares held by the Errol Ginsberg and Annette R. Michelson Family Trust PERSON WITH dated October 13, 1999, the dispositive power of which is shared by Annette R. Michelson and Errol Ginsberg as the trustees thereof. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,067,625 shares - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- - ------------------- ------------------ CUSIP No. 45071R109 SCHEDULE 13G Page 5 of 10 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) The Errol Ginsberg and Annette R. Michelson Family Trust dated October 13, 1999 (the "Ginsberg and Michelson Family Trust") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (See Instructions) (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 0 shares ----------------------------------------------------------- SHARES 6 SHARED VOTING POWER 7,067,625 shares, the voting power of which is shared by Errol Ginsberg and BENEFICIALLY Annette R. Michelson as trustees of the Ginsberg and Michelson Family Trust. OWNED BY ----------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares EACH ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 7,067,625 shares, the REPORTING dispositive power of which is shared by Errol Ginsberg and Annette R. Michelson as trustees of the PERSON WITH Ginsberg and Michelson Family Trust. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,067,625 shares - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) OO - -------------------------------------------------------------------------------- - ------------------- ------------------ CUSIP No. 45071R109 SCHEDULE 13G Page 6 of 10 Pages - ------------------- ------------------ ITEM 1(a) NAME OF ISSUER: Ixia ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 26601 West Agoura Road Calabasas, CA 91302 ITEM 2(a) NAME OF PERSON FILING: This Statement is being filed jointly by Errol Ginsberg, Annette R. Michelson and the Errol Ginsberg and Annette R. Michelson Family Trust dated October 13, 1999, who are sometimes collectively referred to as the "Reporting Persons." Ms. Michelson is the spouse of Mr. Ginsberg. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of the principal business office of the Reporting Persons is c/o Ixia, 26601 West Agoura Road, Calabasas, California 91302. ITEM 2(c) CITIZENSHIP: Mr. Ginsberg and Ms. Michelson are United States citizens. The Errol Ginsberg and Annette R. Michelson Family Trust dated October 13, 1999 is a trust established under the laws of the State of California. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NUMBER: 45071R109 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO Sections 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E). - ------------------- ------------------ CUSIP No. 45071R109 SCHEDULE 13G Page 7 of 10 Pages - ------------------- ------------------ (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G). (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [ ] Group, in accordance with Section 240.13d-1(b)(1) (ii)(J). Not applicable ITEM 4. OWNERSHIP: Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1. The following information with respect to the ownership of Ixia's Common Stock by the Reporting Persons is provided as of December 31, 2002, the last day of the year covered by this Statement. (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. With respect to the aggregate amount of shares beneficially owned by Ms. Michelson, such amount excludes an aggregate of 32,394 shares beneficially owned by Mr. Ginsberg (Ms. Michelson's spouse) as to which Ms. Michelson disclaims beneficial ownership. Such 32,394 shares are comprised of (i) 16,197 shares owned by the Genia Katz 2001 QuickGRAT dated October 3, 2001, of which Mr. Ginsberg is the sole trustee and (ii) 16,197 shares owned by the Roleen Postan 2001 QuickGRAT dated October 3, 2001, of which Mr. Ginsberg is the sole trustee. This report shall not be deemed an admission that Ms. Michelson is the beneficial owner of such 32,394 shares for purposes of Section 13(d) or 13(g) of the Act or for any other purpose. (b) Percent of class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. - ------------------- ------------------ CUSIP No. 45071R109 SCHEDULE 13G Page 8 of 10 Pages - ------------------- ------------------ (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. Instruction: For computations regarding securities which represent a right to acquire an underlying security see Section 240.13d3(d)(1). ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Instruction: Dissolution of a group requires a response to this item. Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: To the best knowledge of each of the Reporting Persons, no person other than each of the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Ixia Common Stock owned by each of the Reporting Persons, respectively. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON: Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable ITEM 10. CERTIFICATION: Not applicable - ------------------- ------------------ CUSIP No. 45071R109 SCHEDULE 13G Page 9 of 10 Pages - ------------------- ------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2003 /s/ Errol Ginsberg -------------------------------------------- Errol Ginsberg (Signature) /s/ Annette R. Michelson -------------------------------------------- Annette R. Michelson (Signature) THE ERROL GINSBERG AND ANNETTE R. MICHELSON FAMILY TRUST DATED OCTOBER 13, 1999 By /s/ Errol Ginsberg -------------------------------------------- Errol Ginsberg, Trustee (Signature) By /s/ Annette R. Michelson -------------------------------------------- Annette R. Michelson, Trustee (Signature) The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section. 240.13d-7 for other parties for whom copies are to be sent. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) - ------------------- ------------------- CUSIP No. 45071R109 SCHEDULE 13G Page 10 of 10 Pages - ------------------- ------------------- EXHIBIT INDEX
Exhibit Number Exhibit Page - -------------- ------- ---- 1 Agreement to File Joint Statements on Page 10 of 10 pages Schedule 13G(1)
- ------------------------- (1) Incorporated by reference to the Reporting Persons' Schedule 13G filed with the Commission on February 14, 2001. -----END PRIVACY-ENHANCED MESSAGE-----